0001362539-13-000003.txt : 20130214
0001362539-13-000003.hdr.sgml : 20130214
20130214162015
ACCESSION NUMBER: 0001362539-13-000003
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20130214
DATE AS OF CHANGE: 20130214
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: China Hydroelectric Corp
CENTRAL INDEX KEY: 0001477156
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 208979735
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-85243
FILM NUMBER: 13614210
BUSINESS ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 860
CITY: NEW YORK
STATE: NY
ZIP: 10170
BUSINESS PHONE: 646-467-9800
MAIL ADDRESS:
STREET 1: 420 LEXINGTON AVENUE
STREET 2: SUITE 860
CITY: NEW YORK
STATE: NY
ZIP: 10170
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Swiss Re Financial Products CORP
CENTRAL INDEX KEY: 0001362539
IRS NUMBER: 133837492
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-317-5400
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
SC 13G/A
1
chc13g_2013.txt
UNITED STATES
SECURITIES EXCHANGE COMMISSION
Washington, D.C. 20549
________________________________________________________________________________
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
China Hydroelectric Corporation
-----------------------
(Name of Issuer)
ADR
---------------------------------------
(Title of Class of Securities)
16949D101**
-----------------------
(CUSIP Number)
December 5, 2012
-----------------------
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
** CUSIP number of the American Depositary Shares. The Ordinary Shares are not
traded in the United States.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Continued on following pages
Page 1 of 5 Pages
SCHEDULE 13G
CUSIP No.: 16949D101 Page 2 of 5 Pages
.................................................................................
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
SWISS RE FINANCIAL PRODUCTS CORPORATION
.................................................................................
2. Check the Appropriate Box if a Member of a Group
(a) [ ]
(b) [ ]
.................................................................................
3. SEC Use Only
.................................................................................
4. Citizenship or Place of Organization
USA
.................................................................................
Number of 5. Sole Voting Power - 0 -
Shares ................................................................
Beneficially 6. Shared Voting Power - 0 -
Owned by ................................................................
Each 7. Sole Dispositive Power - 0 -
Reporting ................................................................
Person With 8. Shared Dispositive Power - 0 -
.................................................................................
9. Aggregate Amount Beneficially Owned by Each Reporting Person
0
.................................................................................
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions)
[ ]
.................................................................................
11. Percent of Class Represented by Amount in Row (9)
0.0%
.................................................................................
12. Type of Reporting Person:
CO
Page 3 of 5 Pages
Item 1(a). Name of Issuer:
China Hydroelectric Corporation (the "Issuer").
Item 1(b). Address of Issuer's Principal Executive Offices:
Chief Financial Officer and Executive Vice President
China Hydroelectric Corporation
420 Lexington Avenue, Suite 860
New York, NY 10170
2105A, Ping'an International Financial Center, No. 3
South Xinyuan Street
Chaoyang District, Beijing
People's Republic of China 100027
Item 2(a). Name of Person Filing:
This Statement is filed on behalf of the following person
(the "Reporting Person"):
SWISS RE FINANCIAL PRODUCTS CORPORATION
Item 2(b). Address of Principal Business Office or, if None, Residence:
The address of the principal business office of the Reporting
Person is:
55 East 52nd Street, New York, NY 10055.
Item 2(c). Citizenship:
SWISS RE FINANCIAL PRODUCTS CORPORATION - Delaware corporation.
Item 2(d). Title of Class of Securities:
This statement relates to the Ordinary Shares, par value $0.001
per share ("Ordinary Shares"), and American Depositary Shares, each
representing three Ordinary Shares ("ADSs" and, collectively with Ordinary
Shares, "Shares") of the Issuer.
Item 2(e). CUSIP Number:
16949D101
Item 3. If This Statement is Filed Pursuant to ss.ss.240.13d-1(b) or
240.13d-2(b) or (c), Check Whether the Person Filing is a:
This Item 3 is not applicable.
Item 4. Ownership:
Item 4(a) Amount Beneficially Owned
SWISS RE FINANCIAL PRODUCTS CORPORATION sold its entire
interest in the ADSs and Ordinary Shares on December 5, 2012 and as of
that date no longer owned a benficial interest in any Shares. Previously,
as of October 2, 2012, SWISS RE FINANCIAL PRODUCTS CORPORATION was the
beneficial owner of 10,114,508 Ordinary Shares. SWISS RE FINANCIAL
PRODUCTS CORPORATION requested to convert these to ADSs and, as of
October 24, 2012, held a beneficial interests in 3,371,502 ADSs and
2 Ordinary Shares.
Item 4(b) Percent of Class:
0.0%
Page 4 of 5 Pages
Item 4(c) Number of Shares of which such person has:
(i) Sole power to vote or direct the vote: 0
(ii) Shared power to vote or direct the vote: 0
(iii) Sole power to dispose or direct the disposition of: 0
(iv) Shared power to dispose or direct the disposition of: 0
Item 5. Ownership of Five Percent or Less of a Class:
This Item 5 is not applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
This Item 6 is not applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company:
This Item 7 is not applicable
Item 8. Identification and Classification of Members of the Group:
This Item 8 is not applicable
Item 9. Notice of Dissolution of Group:
This Item 9 is not applicable.
Item 10. Certification:
By signing below each of the Reporting Person certifies that,
to the best of its knowledge and belief, the securities referred to above were
not acquired and are not held for the purpose of or with the effect of changing
or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction
having that purpose or effect.
Page 5 of 5 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 14, 2013 SWISS RE FINANCIAL PRODUCTS CORPORATION
By:
/s/ Timothy Gillen
-----------------
Name: Timothy Gillen
Title: SVP, Finance Investment Reporting